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Probability of Loss of Assured Safety in Systems with Multiple Time-Dependent Failure Modes: Incorporation of Delayed Link Failure in the Presence of Aleatory Uncertainty

Reliability Engineering and System Safety

Helton, J.C.; Brooks, Dusty M.; Sallaberry, Cédric J.

Probability of loss of assured safety (PLOAS) is modeled for weak link (WL)/strong link (SL) systems in which one or more WLs or SLs could potentially degrade into a precursor condition to link failure that will be followed by an actual link failure after some amount of elapsed time. The descriptor loss of assured safety (LOAS) is used because failure of the WL system places the entire system in an inoperable configuration while failure of the SL system before failure of the WL system, although undesirable, does not necessarily result in an unintended operation of the entire system. Thus, safety is “assured” by failure of the WL system before failure of the SL system. The following topics are considered: (i) Definition of precursor occurrence time cumulative distribution functions (CDFs) for individual WLs and SLs, (ii) Formal representation, approximation and illustration of PLOAS with (a) constant delay times, (b) aleatory uncertainty in delay times, and (c) delay times defined by functions of link properties at occurrence times for link failure precursors, and (iii) Procedures for the verification of PLOAS calculations for the three indicated definitions of delayed link failure.

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Evidence Theory Representations for Properties Associated With Weak Link/ Strong Link Systems, Part 3: Margins for Failure Time and Failure Temperature

ASCE-ASME Journal of Risk and Uncertainty in Engineering Systems, Part B: Mechanical Engineering

Helton, J.C.; Brooks, Dusty M.; Darby, John L.

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Evidence Theory Representations for Properties Associated With Weak Link/ Strong Link Systems, Part 2: Failure Time and Failure Temperature

ASCE-ASME Journal of Risk and Uncertainty in Engineering Systems, Part B: Mechanical Engineering

Helton, J.C.; Brooks, Dusty M.; Darby, John L.

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Evidence Theory Representations for Properties Associated With Weak Link/ Strong Link Systems, Part 1: Loss of Assured Safety

ASCE-ASME Journal of Risk and Uncertainty in Engineering Systems, Part B: Mechanical Engineering

Helton, J.C.; Brooks, Dusty M.; Darby, John L.

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Margins Associated with Loss of Assured Safety for Systems with Multiple Time-Dependent Failure Modes

Helton, J.C.; Brooks, Dusty M.; Sallaberry, Cedric S.

Representations for margins associated with loss of assured safety (LOAS) for weak link (WL)/strong link (SL) systems involving multiple time-dependent failure modes are developed. The following topics are described: (i) defining properties for WLs and SLs, (ii) background on cumulative distribution functions (CDFs) for link failure time, link property value at link failure, and time at which LOAS occurs, (iii) CDFs for failure time margins defined by (time at which SL system fails) – (time at which WL system fails), (iv) CDFs for SL system property values at LOAS, (v) CDFs for WL/SL property value margins defined by (property value at which SL system fails) – (property value at which WL system fails), and (vi) CDFs for SL property value margins defined by (property value of failing SL at time of SL system failure) – (property value of this SL at time of WL system failure). Included in this presentation is a demonstration of a verification strategy based on defining and approximating the indicated margin results with (i) procedures based on formal integral representations and associated quadrature approximations and (ii) procedures based on algorithms for sampling-based approximations.

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Probability of Loss of Assured Safety in Systems with Multiple Time-Dependent Failure Modes: Incorporation of Delayed Link Failure in the Presence of Aleatory Uncertainty

Helton, J.C.; Brooks, Dusty M.; Sallaberry, Cedric S.

Probability of loss of assured safety (PLOAS) is modeled for weak link (WL)/strong link (SL) systems in which one or more WLs or SLs could potentially degrade into a precursor condition to link failure that will be followed by an actual failure after some amount of elapsed time. The following topics are considered: (i) Definition of precursor occurrence time cumulative distribution functions (CDFs) for individual WLs and SLs, (ii) Formal representation of PLOAS with constant delay times, (iii) Approximation and illustration of PLOAS with constant delay times, (iv) Formal representation of PLOAS with aleatory uncertainty in delay times, (v) Approximation and illustration of PLOAS with aleatory uncertainty in delay times, (vi) Formal representation of PLOAS with delay times defined by functions of link properties at occurrence times for failure precursors, (vii) Approximation and illustration of PLOAS with delay times defined by functions of link properties at occurrence times for failure precursors, and (viii) Procedures for the verification of PLOAS calculations for the three indicated definitions of delayed link failure.

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Property Values Associated with the Failure of Individual Links in a System with Multiple Weak and Strong Links

Helton, J.C.; Brooks, Dusty M.; Sallaberry, Cedric S.

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CPLOAS_2 User Manual

Sallaberry, Cedric J.; Helton, J.C.

Weak link (WL)/strong link (SL) systems are important parts of the overall operational design of high - consequence systems. In such designs, the SL system is very robust and is intended to permit operation of the entire system under, and only under, intended conditions. In contrast, the WL system is intended to fail in a predictable and irreversible manner under accident conditions and render the entire system inoperable before an accidental operation of the SL system. The likelihood that the WL system will fail to d eactivate the entire system before the SL system fails (i.e., degrades into a configuration that could allow an accidental operation of the entire system) is referred to as probability of loss of assured safety (PLOAS). This report describes the Fortran 90 program CPLOAS_2 that implements the following representations for PLOAS for situations in which both link physical properties and link failure properties are time - dependent: (i) failure of all SLs before failure of any WL, (ii) failure of any SL before f ailure of any WL, (iii) failure of all SLs before failure of all WLs, and (iv) failure of any SL before failure of all WLs. The effects of aleatory uncertainty and epistemic uncertainty in the definition and numerical evaluation of PLOAS can be included in the calculations performed by CPLOAS_2. Keywords: Aleatory uncertainty, CPLOAS_2, Epistemic uncertainty, Probability of loss of assured safety, Strong link, Uncertainty analysis, Weak link

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An exploration of alternative approaches to the representation of uncertainty in model predictions

Proposed for publication in Reliability Engineering and System Safety.

Oberkampf, William L.; Helton, J.C.; Johnson, J.D.

Several simple test problems are used to explore the following approaches to the representation of the uncertainty in model predictions that derives from uncertainty in model inputs: probability theory, evidence theory, possibility theory, and interval analysis. Each of the test problems has rather diffuse characterizations of the uncertainty in model inputs obtained from one or more equally credible sources. These given uncertainty characterizations are translated into the mathematical structure associated with each of the indicated approaches to the representation of uncertainty and then propagated through the model with Monte Carlo techniques to obtain the corresponding representation of the uncertainty in one or more model predictions. The different approaches to the representation of uncertainty can lead to very different appearing representations of the uncertainty in model predictions even though the starting information is exactly the same for each approach. To avoid misunderstandings and, potentially, bad decisions, these representations must be interpreted in the context of the theory/procedure from which they derive.

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Guest editorial: The 1996 performance assessment for the Waste Isolation Pilot Plant

Reliability Engineering and System Safety (Special Journal Issue)

Helton, J.C.; Marietta, Melvin G.; Marietta, Melvin G.

The appropriate disposal of radioactive waste is a problem of great importance, wide-spread interest, and some controversy. As part of the solution to this problem the Waste Isolation Pilot Plant (WIPP) is under development by the US Department of Energy (DOE) for the deep geologic disposal of transuranic (TRU) waste generated by defense programs in the United States. The DOE submitted a Compliance Certification Application (CCA){sup 17} for the WIPP to the US Environmental Protection Agency (EPA) in October 1996, and a positive certification decision for the WIPP was issued by the EPA in May 1998. The first disposal of TRU waste in the WIPP took place in March 1999. The 1996 CCA for the WIPP was supported by an extensive performance assessment (PA) carried out by Sandia National Laboratories (SNL), with this PA often designated the 1996 WIPP PA, the 1996 CCA PA, or simply the 1996 PA. In turn, the 1996 PA was supported by site characterization activities, experimental programs, model development programs, data development programs, uncertainty and sensitivity analyses, a dedicated computational environment, a rigorous quality assurance (QA) program and a sequence of earlier PAs. Further, this PA was carried out in a regulatory environment defined by the following EPA regulations: Environmental Radiation Protection Standards for the Management and Disposal of Spent Nuclear Fuel, High-Level and Transuranic Radioactive Wastes (40 CFR Part 191) and Criteria for the Certification and Re-Certification of the Waste Isolation Pilot Plant's Compliance with the 40 CFR Part 191 Disposal Regulations (40 CFR Part 194) The WIPP is the first licensed facility in the United States for the deep geologic disposal of radioactive waste. As a result, there is extensive interest in both the WIPP and the analyses that led to its certification by the EPA for the disposal of TRU waste. The WIPP program has produced large amounts of documentation both as part of the CCA itself and in large numbers of technical reports and supporting analysis documents. Although this information is publicly available, in practice its great quantity and availability at only specific locations (e.g., EPA Docket locations, the WIPP Records Centers in Albuquerque and Carlsbad) make obtaining a detailed understanding of the 1996 WIPP PA an arduous undertaking.

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Conceptual structure of the 1996 performance assessment for the waste isolation pilot plant

Reliability Engineering and System Safety

Helton, J.C.; Anderson, D.R.; Basabilvazo, G.; Jow, H.N.; Marietta, M.G.

The conceptual structure of the 1996 performance assessment (PA) for the Waste Isolation Pilot Plant (WIPP) is described. This structure involves three basic entities (EN1, EN2, EN3): (i) EN1, a probabilistic characterization of the likelihood of different futures occurring at the WIPP site over the next 10,000 years; (ii) EN2, a procedure for estimating the radionuclide releases to the accessible environment associated with each of the possible futures that could occur at the WIPP site over the next 10,000 years; and (iii) EN3, a probabilistic characterization of the uncertainty in the parameters used in the definition of EN1 and EN2. In the formal development of the 1996 WIPP PA, ENI is characterized by a probability space (Sst, Gst, pst) for stochastic (i.e. aleatory) uncertainty; EN2 is characterized by a function f that corresponds to the models and associated computer programs used to estimate radionuclide releases: and EN3 is characterized by a probability space (Ssu, Gsu, psu) for subjective (i.e. epistemic) uncertainty. A high-level overview of the 1996 WIPP PA and references to additional sources of information are given in the context of (Sst, Gst, pst), f and (Ssu, Gsu, psu).

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Characterization of stochastic uncertainty in the 1996 performance assessment for the waste isolation pilot plant

Reliability Engineering and System Safety

Helton, J.C.; Davis, F.J.; Johnson, J.D.

The 1996 performance assessment (PA) for the Waste Isolation Pilot Plant (WIPP) maintains a separation between stochastic (i.e. aleatory) and subjective (i.e. epistemic) uncertainty, with stochastic uncertainty arising from the possible disruptions that could occur at the WIPP over the 10,000-yr regulatory period specified by the US Environmental Protection Agency (40 CFR 191,40 CFR 194) and subjective uncertainty arising from an inability to uniquely characterize many of the inputs required in the 1996 WIPP PA. The characterization of stochastic uncertainty is discussed, including drilling intrusion time, drilling location, penetration of excavated/nonexcavated areas of the repository, penetration of pressurized brine beneath the repository, borehole plugging patterns, activity level of waste, and occurrence of potash mining. Additional topics discussed include sampling procedures, generation of individual 10.000-yr futures for the WIPP, construction of complementary cumulative distribution functions (CCDFs), mechanistic calculations carried out to support CCDF construction, the Kaplan/Garrick ordered triple representation for risk, and determination of scenarios and scenario probabilities.

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Characterization of subjective uncertainty in the 1996 performance assessment for the waste isolation pilot plant

Reliability Engineering and System Safety

Helton, J.C.; Martell, M.A.; Tierney, M.S.

The 1996 performance assessment (PA) for the Waste Isolation Pilot Plant (WIPP) maintains a separation between stochastic (i.e. aleatory) and subjective (i.e. epistemic) uncertainty, with stochastic uncertainty arising from the possible disruptions that could occur at the WIPP over the 10,000 yr regulatory period specified by the US Environmental Protection Agency (40 CFR 191, 40 CFR 194) and subjective uncertainty arising from an inability to uniquely characterize many of the inputs required in the 1996 WIPP PA. The characterization of subjective uncertainty is discussed, including assignment of distributions, uncertain variables selected for inclusion in analysis, correlation control, sample size, statistical confidence on mean complementary cumulative distribution functions, generation of Latin hypercube samples, sensitivity analysis techniques, and scenarios involving stochastic and subjective uncertainty.

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Representation of two-phase flow in the vicinity of the repository in the 1996 performance assessment for the waste isolation pilot plant

Reliability Engineering and System Safety

Vaughn, P.; Bean, I.E.; Helton, J.C.; Lord, M.E.; MacKinnon, R.J.; Schreiber, J.D.

The following topics related to the representation of two-phase (i.e. gas and brine) flow in the vicinity of the repository in the 1996 performance assessment (PA) for the Waste Isolation Pilot Plant (WIPP) are discussed: (i) system of nonlinear partial differential equations used to model two-phase flow; (ii) incorporation of repository shafts into model; (iii) creep closure of repository; (iv) interbed fracturing; (v) gas generation; (vi) capillary action in waste; (vii) borehole model; (viii) numerical solution; and (ix) gas and brine flow across specified boundaries. Two-phase flow calculations are a central part of the 1996 WIPP PA and supply results that are subsequently used in the calculation of releases to the surface at the time of a drilling intrusion (i.e. spallings, direct brine releases) and long-term releases due to radionuclide transport by flowing groundwater.

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Uncertainty and sensitivity analysis for two-phase flow in the vicinity of the repository in the 1996 performance assessment for the Waste Isolation Pilot Plant: Undisturbed conditions

Reliability Engineering and System Safety

Helton, J.C.; Bean, I.E.; Economy, K.; Garner, J.W.; MacKinnon, R.J.; Miller, J.; Schreiber, J.D.; Vaughn, P.

Uncertainty and sensitivity analysis results obtained in the 1996 performance assessment for the Waste Isolation Pilot Plant are presented for two-phase flow in the vicinity of the repository under undisturbed conditions. Techniques based on Latin hypercube sampling, examination of scatterplots, stepwise regression analysis, partial correlation analysis and rank transformations are used to investigate brine inflow, gas generation, repository pressure, brine saturation, and brine and gas outflow. Of the variables under study, repository pressure is potentially the most important due to its influence on spallings and direct brine releases, with the uncertainty in its value being dominated by the extent to which the microbial degradation of cellulose takes place, the rate at which the corrosion of steel takes place, and the amount of brine that drains from the surrounding disturbed rock zone into the repository.

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Uncertainty and sensitivity analysis for two-phase flow in the vicinity of the repository in the 1996 performance assessment for the Waste Isolation Pilot Plant: Disturbed conditions

Reliability Engineering and System Safety

Helton, J.C.; Bean, I.E.; Economy, K.; Garner, J.W.; MacKinnon, R.J.; Miller, J.; Schreiber, J.D.; Vaughn, P.

Uncertainty and sensitivity analysis results obtained in the 1996 performance assessment (PA) for the Waste Isolation Pilot Plant (WIPP) are presented for two-phase flow in the vicinity of the repository under disturbed conditions resulting from drilling intrusions. Techniques based on Latin hypercube sampling, examination of scatterplots, stepwise regression analysis, partial correlation analysis and rank transformations are used to investigate brine inflow, gas generation, repository pressure, brine saturation, and brine and gas outflow. Of the variables under study, repository pressure and brine flow from the repository to the Culebra Dolomite are potentially the most important in PA for the WIPP. Subsequent to a drilling intrusion, repository pressure was dominated by borehole permeability and generally below the level (i.e. 8 MPa) that could potentially produce spallings and direct brine releases. Brine flow from the repository to the Culebra Dolomite tended to be small or nonexistent, with its occurrence and size also dominated by borehole permeability.

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Radionuclide transport in the vicinity of the repository and associated complementary cumulative distribution functions in the 1996 performance assessment for the Waste Isolation Pilot Plant

Reliability Engineering and System Safety

Stockman, C.T.; Garner, J.W.; Helton, J.C.; Johnson, J.D.; Shinta, A.; Smith, L.N.

The following topics related to radionuclide transport in the vicinity of the repository in the 1996 performance assessment for the Waste Isolation Pilot Plant are presented: (i) mathematical description of models; (ii) uncertainty and sensitivity analysis results arising from subjective (i.e. epistemic) uncertainty for individual releases; (iii) construction of complementary cumulative distribution functions (CCDFs) arising from stochastic (i.e. aleatory) uncertainty; and (iv) uncertainty and sensitivity analysis results for CCDFs. The presented results indicate that no releases to the accessible environment take place due to radionuclide movement through the anhydrite marker beds, through the Dewey Lake Red Beds or directly to the surface, and also that the releases to the Culebra Dolomite are small. Even when the effects of uncertain analysis inputs are taken into account, the CCDFs for release to the Culebra Dolomite fall to the left of the boundary line specified in the US Environmental Protection Agency's standard for the geologic disposal of radioactive waste (40 CFR 191, 40 CFR 194).

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Radionuclide and colloid transport in the Culebra Dolomite and associated complementary cumulative distribution functions in the 1996 performance assessment for the waste isolation pilot plant

Reliability Engineering and System Safety

Ramsey, J.L.; Blaine, R.; Garner, J.W.; Helton, J.C.; Johnson, J.D.; Smith, L.N.; Wallace, M.

The following topics related to radionuclide and colloid transport in the Culebra Dolomite in the 1996 performance assessment for the Waste Isolation Pilot Plant (WIPP) are presented: (i) mathematical description of models: (ii) uncertainty and sensitivity analysis results arising from subjective (i,e. epistemic) uncertainty for individual releases; and (iii) construction of complementary cumulative distribution functions (CCDFs) arising from stochastic (i.e. aleatory) uncertainty. The presented results indicate that radionuclide and colloid transport in the Culebra Dolomite does not constitute a serious threat to the effectiveness of the WIPP as a disposal facility for transuranic waste. Even when the effects of uncertain analysis inputs are taken into account, no radionuclide transport to the boundary with the accessible environment was observed; thus, the associated CCDFs for comparison with the boundary line specified in the US Environmental Protection Agency's standard for the geologic disposal of radioactive waste (40 CFR 191, 40 CFR 194) are degenerate in the sense of having a probability of zero of exceeding a release of zero.

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Direct releases to the surface and associated complementary cumulative distribution functions in the 1996 performance assessment for the waste isolation pilot plant: Direct brine release

Reliability Engineering and System Safety

Stoelzel, D.M.; O'Brien, D.G.; Garner, J.W.; Helton, J.C.; Johnson, J.D.; Smith, L.N.

The following topics related to the treatment of direct brine releases to the surface environment in the 1996 performance assessment for the Waste Isolation Pilot Plant (WIPP) are presented: (i) mathematical description of models; (ii) uncertainty and sensitivity analysis results arising from subjective (i.e. epistemic) uncertainty for individual releases: (iii) construction of complementary cumulative distribution functions (CCDFs) arising from stochastic (i.e. aleatory) uncertainty; and (iv) uncertainty and sensitivity analysis results for CCDFs. The presented analyses indicate that direct brine releases do not constitute a serious threat to the effectiveness of the WIPP as a disposal facility for transuranic waste. Even when the effects of uncertain analysis inputs are taken into account, the CCDFs for direct brine releases fall substantially to the left of the boundary line specified in the US Environmental Protection Agency's standard for the geologic disposal of radioactive waste (40 CFR 191, 40 CFR 194).

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Direct releases to the surface and associated complementary cumulative distribution functions in the 1996 performance assessment for the waste isolation pilot plant: Cuttings, cavings and spallings

Reliability Engineering and System Safety

Berglund, J.W.; Garner, J.W.; Helton, J.C.; Johnson, J.D.; Smith, L.N.

The following topics related to the treatment of cuttings, cavings and spallings releases to the surface environment in the 1996 performance assessment for the Waste Isolation Pilot Plant (WIPP) are presented: (i) mathematical description of models; (ii) uncertainty and sensitivity analysis results arising from subjective (i.e. epistemic) uncertainty for individual releases; (iii) construction of complementary cumulative distribution functions (CCDFs) arising from stochastic (i.e. aleatory) uncertainty; and (iv) uncertainty and sensitivity analysis results for CCDFs. The presented results indicate that direct releases due to cuttings, cavings and spallings do not constitute a serious threat to the effectiveness of the WIPP as a disposal facility for transuranic waste. Even when the effects of uncertain analysis inputs are taken into account, the CCDFs for cuttings, cavings and spallings releases fall substantially to the left of the boundary line specified in the US Environmental Protection Agency's standard for the geologic disposal of radioactive waste (40 CFR 191, 40 CFR 194).

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Summary discussion of the 1996 performance assessment for the waste isolation pilot plant

Reliability Engineering and System Safety

Helton, J.C.; Anderson, D.R.; Basabilvazo, G.; Jow, H.N.; Marietta, M.G.

The Waste Isolation Pilot Plant (WIPP) is under development by the US Department of Energy (DOE) for the geologic disposal of transuranic waste. The construction of complementary cumulative distribution functions (CCDFs) for total radionuclide release from the WIPP to the accessible environment is described. The resultant CCDFs (i) combine releases due to cuttings and cavings, spallings, direct brine release, and long-term transport in flowing groundwater; (ii) fall substantially to the left of the boundary line specified by the US Environmental Protection Agency's (EPA's) standard 40 CFR 191 for the geologic disposal of radioactive waste; and (iii) constitute an important component of the DOE's successful Compliance Certification Application to the EPA for the WIPP. Insights and perspectives gained in the performance assessment (PA) that led to these CCDFs are described, including the importance of: (i) an iterative approach to PA; (ii) uncertainty and sensitivity analysis; (iii) a clear conceptual model for the analysis; (iv) the separation of stochastic (i.e. aleatory) and subjective (i.e. epistemic) uncertainty; (v) quality assurance procedures; (vi) early involvement of peer reviewers, regulators, and stakeholders; (vii) avoidance of conservative assumptions; and (viii) adequate documentation.

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33 Results
33 Results